Unbundling Uncovered USA 2020

October 5, 2020

October 5, 2020

8:45 AM To 6:30 PM

1 East 60th Street, New York, NY 10022

https://evbrw.se/2UwA9mp

$0 - $550

    Event Description

    Defining Best Practice in Research Procurement





    The investment research industry has undergone a revolution in Europe. Many changes have been good for market efficiency but asset managers also point to negative consequences for the end investor and the industry. How can the US market benefit from the positive trends while ensuring it avoids the pitfalls? Will a global standard of best practice emerge? Now that some US firms have decided to pay for research themselves will we see the shift that happened in Europe in 2017, or has the SEC’s mixed messaging ensured that unbundling and transparency are enough?









    400 buy and sellside delegates joined us in both New York in June 2019 and London in November 2019 for a day of high quality debate and analysis. We return to New York to focus on best practices for the buy and sellside – and what the American end investor should make of it all. If US-based asset managers adopt a transparent approach to research procurement will they avoid the European shift to paying for research out of their own resources?




    Join us on the 10th June at the Metropolitan Club, New York, to hear industry leaders from the US and Europe discuss the direction and pace of change for the US investment research industry. Panels will cover balancing costs and the need for quality research, research valuation and budgeting, the changes in providers’ business models and their products, corporate access, and operational best practices.






    Speakers from NY 2019 included:


    Alex Andronov, Global Head of Business Development, Global Research, HSBC


    Elen Callahan, COO Global Debt Research, Deutsche Bank


    Kevin Coleman, CEO, Coleman Research


    Simon Edwards, Head of Business Development, BlueMatrix


    Evan Fire, Chief Information & Operations Officer, Pzena Investment Management


    Amrish Ganatra, CEO, Commcise


    Margaret Hadley, Director, Market Solutions Group – Broker Relations, Balyasny Asset Management


    Marc Harris, Head of Research, Evercore ISI


    Mark Hale, COO, Visible Alpha


    Robin Hodgkins, President, Castine LLC


    Stuart Howard, Head of Investment Management Operations, Invesco


    Roberta Howett, Research Manager, Man GLG


    Michael Hufton, Founder & Managing Director, ingage IR


    Howell Jackson, James S. Reid Jr. Professor of Law, Harvard University


    Michael Mayhew, Chairman, Integrity Research Associates


    Sarah Jane Mahmud, Senior Policy Analyst, Financial Services, Bloomberg


    Eric Menzie, Director, Product Management, IHS Markit


    Steve Moreno, Head of Research Services, Capital Group


    John E. Pflieger, Jr., Global Head of External Research Services, T. Rowe Price


    Henry Price, CEO, Red Deer


    Oliver Pratley, Operations Manager, Invesco


    Cath Rawcliffe, Vice President, Singletrack


    Daren Riley, CEO, ERIC


    Vicky Sanders, Co-Founder, RSRCHX


    Indy Sarker, CEO, ANALEC


    Terence Sinclair, Global Franchise Director, Citi Research


    Neil Scarth, Principal, Frost Consulting


    Chris Tiscornia, CEO, Westminster Research Associates


    Pamela Torres, General Counsel, Global Investment Research, Goldman Sachs


    Cari Walker, Chief Business Development Officer, CorpAxe


    Adam Wreglesworth, Wholesale Conduct Policy, FCA


    Warren Yeh, Head of US, Smartkarma







    Organizers

    Substantive Research

    http://substantiveresearch.com

    About the Organizers

    Substantive Research is a publishing, data and events company that helps asset managers find the right investment research for their process. 

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