Webinar: An Overview of SMCR for Core Firms

November 12, 2020

November 12, 2020

12:00 pm To 1:00 pm

Online Only

https://bit.ly/2Gy0pc4

FREE

Event Description

Next in the 2020 webinar series, join us for an discussion on ‘An Overview of SMCR for Core Firms’.

Whether you want to enhance your compliance skills, refresh your knowledge, or network with those doing the same job as you, fscom’s webinars are for you!

Next in the 2020 webinar series, join us for an discussion on ‘An Overview of SMCR for Core Firms’.

SMCR has been in force almost a year for solo firms and the window is opening soon for these firms to register their certified persons with the FCA. This webinar will provide an overview of the Certification Regime and will cover the following:

  • The firms obligations under the Certification Regime
  • How to identify those persons who fall under the Certification Regime
  • How to assess their fitness and proprietary
  • What functions are covered under the Certification Regime
  • Territoriality and the Certification Regime for UK firms

As SMCR is coming up to the anniversary of its extension to solo firms we will also look back on the impact of the regime and whether it has improved governance.

Who should attend:

The webinar will provide practical guidance on how firms can comply with the Certification Regime and the key insights on the Senior Manager Regime. It is targeted at Heads of Risk and Compliance, Heads of SMCR and also those persons with the prescribed responsibility for the firms performance of its obligations under the Senior Management Regime and Certification Regime.

Look after your reputation and look after the reputation of your business… and sign up for this Webinar today!

Date: Thursday 12th November 2020

Time: 12:00 to 13:00

Cost: FREE

Organizers

fscom

https://fscom.co.uk/

About the Organizers

Set up in 2011, fscom is an award-winning boutique consultancy that provides compliance solutions to financial services institutions. Our compliance services span advice, assurance and training solutions. We take a commercial approach to help our clients grow their business in a compliant way. We work in partnership with our clients and go the extra mile to understand their needs. Our people have deep domain knowledge and technical expertise but also personality. We are members of the Association of Professional Compliance Consultants and adhere to the Code of Ethics.  Please note our cancellation policy

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